AltaCorp Capital Inc.

Operations Team

Nancy Peck, CPA, CGA ICD.D

Chief Financial Officer

Prior to joining AltaCorp, Ms. Peck was at Jennings Capital where she was the Chief Financial Officer and the Chief Operation Officer for the past 13 years. Prior there to, she worked at another independent Investment Dealer as the Chief Financial Officer.

Tom Briant

Chief Compliance Officer (USA)

Mr. Briant has worked in the Canadian investment industry for over 35 years. He started his career on the floor of the Toronto Stock Exchange, where he traded stock options. After 9 years with Wood Gundy and later, Leverque Beabien, he left to join the Toronto Stock Exchange and worked in its Market Regulation Department where he set up the TSE’s first options and futures surveillance system, and then later conducted Trade Desk Reviews.

After 10 years with the TSE, Tom moved to Merrill Lynch Canada where he was Vice President of Institutional Compliance and then, Chief Compliance Officer. Mr. Briant then worked as Chief Compliance Officer at a number of independent Canadian institutional dealers, including Genuity Capital Markets. During this time, Tom obtained his US registration and has been the Chief Compliance Officer of four FINRA dealer subsidiaries.

Julia Baranovskaya

Compliance Officer

Prior to joining AltaCorp Mrs. Baranovskaya was working with another IIROC firm and held various positions with the company, latest of them was a senior branch administrator (compliance). Prior to that she was a territory coordinator at a mutual fund company.

Mrs. Baranovskaya has completed her CSC, CPH, WME, Branch Managers Course, Options Supervisors Course, Derivatives Fundamentals and Options Licensing Course in addition to many other Canadian Securities Institute courses. She attended the Faculty of Law at the Institute of Economics and Law in Kursk, Russia and currently enrolled in Bachelor of Commerce degree program at the Haskayne school of Business, University of Calgary.

Gail O'Connor

Operations Manager

Gail O’Connor has been in the investment industry for 40 years. Prior to joining Altacorp, Gail was at BMO Nesbitt Burns for two years as Operations Supervisor. Prior that she was with Jennings Capital for 11 years. Gail has worked in operations her throughout her career and has been an Operations Manager for over 25 years of her career.