AltaCorp Capital Inc.

Operations Team

Nancy Peck, CPA, CGA ICD.D

Chief Financial Officer

Prior to joining AltaCorp, Ms. Peck was at Jennings Capital where she was the Chief Financial Officer and the Chief Operation Officer for the past 13 years. Prior there to, she worked at another independent Investment Dealer as the Chief Financial Officer.

Jocelyn Beckett, FCSI, CIWM, CFE

Chief Compliance Officer

Branch Manager

Ms. Beckett started her career in the investment industry in 2000, holding various roles in trading and private wealth.   Following her move to Calgary, she joined the industry regulator, IIROC, where she worked in the Enforcement department for 9 years.   In 2015, Ms. Beckett returned to dealer side, in a compliance leadership role at BMO Nesbitt Burns.   Ms. Beckett holds the CIWM, FCSI, CFE, and Certificate in Dealer Member Compliance, and is currently an MBA candidate in Dalhousie University’s MBA in Financial Services.

Tom Briant

Chief Compliance Officer (USA)

Mr. Briant has worked in the Canadian investment industry for over 35 years. He started his career on the floor of the Toronto Stock Exchange, where he traded stock options. After 9 years with Wood Gundy and later, Leverque Beabien, he left to join the Toronto Stock Exchange and worked in its Market Regulation Department where he set up the TSE’s first options and futures surveillance system, and then later conducted Trade Desk Reviews.

After 10 years with the TSE, Tom moved to Merrill Lynch Canada where he was Vice President of Institutional Compliance and then, Chief Compliance Officer. Mr. Briant then worked as Chief Compliance Officer at a number of independent Canadian institutional dealers, including Genuity Capital Markets. During this time, Tom obtained his US registration and has been the Chief Compliance Officer of four FINRA dealer subsidiaries.

Gail O'Connor

Operations Manager

Mrs. O’Connor has been in the investment industry for 40 years. Prior to joining Altacorp, she was at BMO Nesbitt Burns for two years as Operations Supervisor. Prior that Mrs. O'Connor was with Jennings Capital for 11 years. Mrs. O'Connor has worked in operations throughout her career and has been an Operations Manager for over 25 years of her career.